regulatory compliance & quality assurance services

 

We advise over 350 law firms across the UK and whether it’s advice on compliance issues or just providing year-end SRA Accountant’s reports our legal department guide law firms through their obligations and establish robust systems that will provide great operational and compliance foundations for your business. 

As a top 100 UK chartered accountancy practice you can be assured of the professional support you will receive, and we don’t just advise, we can help your team with the practical implementation of systems and processes too.

Why choose our compliance and quality assurance service?

SRA Accounts Rules Support

We cover all aspects of the SRA Accounts Rules requirements for today’s legal practices. Whether it’s year end SRA Accountant’s Reports, or specific compliance ‘health-check’ reviews for COFAs, we are always there to help your accounts staff and fee earners with compliance questions throughout the year.

Our COFA support services provide advice on compliance, systems reviews and monitoring procedures in support of your COFA’s obligations. Our in-house training also provides a cost effective option to ensure that staff are up to date and fully compliant.

COLP Support

Our quality assurance services deal with Code of Conduct compliance and quality standards specific to the legal profession, including: 

  • Implementing & maintaining quality standards such as Lexcel & CQS 
  • Client care compliance reviews 
  • Anti money laundering training and review

As CPD accredited training providers, we also offer an annual seminar programme and a range of training sessions that can be tailored to the firm’s requirements.

Call us today to see how we can support you and your firm on 0845 330 3200 or send us an enquiry here.